AUM Questionnaire

Name:*
SSN/DOB:*
Driver's License/exp. Date/State*
Types of Accounts:*
- Non-Retired
- IND
- Joint
- Retirement: Traditional
- Retirement: Roth
Transfer forms needed?*
- Yes
- No
For which accounts?*
Trusted Contact
Name:*
Email:*
Relationship:*
Phone:*
Address:*
Beneficiaries
Name:*
DOB:*
SSN:*
Share %:*
Annual Household Income from all sources:*
Estimated Net Worth (excluding primary residence):*
Liquid Net Worth (cash, stocks, bonds, etc.):*
Federal Income Tax Rate:*
- 15% or below
- 16-28%
- 29-35%
- over 35%
Primary Investment Objective:*
- Preservation of Capital
- Income
- Income and Growth
- Growth of Capital
- Aggressive Growth
Risk Tolerance:*
- Conservative (Riskalyze 1-30)
- Moderately Conservative (Riskalyze 31-46)
- Moderate (Riskalyze 47-62)
- Moderately Aggressive (Riskalyze 63-78)
- Aggressive (Riskalyze 79-99)
Time Horizon:*
- 0-4 years
- 5-9 years
- 10-12 years
- 13-16 years
- 17-20 years
General Investment Experience:*
- No Experience
- Minimal Experience
- Somewhat Experienced
- Highly Experienced
For each investment category below, check the box that represents the investors' level of knowledge (1 represents little or no knowledge and 5 represents highly knowledgeable):
Stocks:*
- 1
- 2
- 3
- 4
- 5
Options:*
- 1
- 2
- 3
- 4
- 5
Mutual Funds:*
- 1
- 2
- 3
- 4
- 5
Bonds:*
- 1
- 2
- 3
- 4
- 5
Variable Contracts:*
- 1
- 2
- 3
- 4
- 5
LLPs/LLCs:*
- 1
- 2
- 3
- 4
- 5
By submitting your personal information, you consent to be contacted by a financial professional regarding your financial strategy for retirement.

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Contact Us

Phone: 304.702.6323
Email: Admin@EpicPlanning.net

Our Location

2809 Charles Town Road
Martinsburg, WV 25405
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Insurance products are offered through the insurance business Epic Planning, LLC. Epic Planning, LLC. is also an Investment Advisory practice that offers products and services through AE Wealth Management, LLC (AEWM), a Registered Investment Adviser. AEWM does not offer insurance products. The insurance products offered by Epic Planning, LLC. are not subject to Investment Advisor requirements. 1897426 - 11/23

Privacy Policy | Terms of Use | Form CRS | Full Disclosure

Insurance products are offered through the insurance business Epic Planning, LLC. Epic Planning, LLC. is also an Investment Advisory practice that offers products and services through AE Wealth Management, LLC (AEWM), a Registered Investment Adviser. AEWM does not offer insurance products. The insurance products offered by Epic Planning, LLC. are not subject to Investment Advisor requirements.

Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. None of the information contained on this website shall constitute an offer to sell or solicit any offer to buy a security or any insurance product. Neither the firm nor its agents or representatives may give tax or legal advice. Individuals should consult with a qualified professional for guidance before making any purchasing decisions.

Any references to protection benefits, safety, security, steady and reliable income, or lifetime income streams on this website refer only to fixed insurance products. They do not refer, in any way, to securities or investment advisory products. Annuity guarantees are backed by the financial strength and claims-paying ability of the issuing insurance company. Annuities are insurance products that may be subject to fees, surrender charges and holding periods which vary by insurance company. Annuities are not FDIC insured.

The information and opinions contained in any of the material requested from this website are provided by third parties and have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. They are given for informational purposes only and are not a solicitation to buy or sell any of the products mentioned. The information is not intended to be used as the sole basis for financial decisions, nor should it be construed as advice designed to meet the particular needs of an individual's situation. 1897426 - 11/23

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AUM Questionnaire

Trusted Contact

Beneficiaries

For each investment category below, check the box that represents the investors' level of knowledge (1 represents little or no knowledge and 5 represents highly knowledgeable):

Contact Us

Our Location